James A. O'leary, Cfa, Cpa
About James A. O'leary, Cfa, Cpa
James A. O'Leary, CFA, CPA, serves as the Assistant Director at the U.S. Securities and Exchange Commission, where he has worked since 2022. He has over two decades of experience at the SEC and holds a Bachelor of Science in Finance and Economics from William Paterson University of New Jersey.
Work at U.S. Securities and Exchange Commission
James A. O'Leary has held multiple positions at the U.S. Securities and Exchange Commission (SEC). He began his career there as a Staff Accountant in 2003, where he has worked for over 21 years. In 2015, he transitioned to the role of Exam Manager, serving in this capacity for seven years until 2022. Currently, he serves as Assistant Director, a position he has held since 2022. His work at the SEC has involved various responsibilities related to financial regulation and oversight.
Education and Expertise
James A. O'Leary earned a Bachelor of Science degree in Finance and Economics from William Paterson University of New Jersey. His educational background provides a strong foundation in financial principles and economic theory, which supports his roles in accounting and regulatory oversight. He is also a Chartered Financial Analyst (CFA) and a Certified Public Accountant (CPA), indicating his expertise in finance and accounting practices.
Background
James A. O'Leary has a long-standing career in finance and accounting, beginning with his education at William Paterson University of New Jersey. His professional journey at the U.S. Securities and Exchange Commission has spanned over two decades, reflecting his commitment to public service and financial regulation. His experience encompasses various roles that contribute to the SEC's mission of protecting investors and maintaining fair markets.
Achievements
During his tenure at the U.S. Securities and Exchange Commission, James A. O'Leary has contributed to significant regulatory initiatives and financial oversight. His roles as Exam Manager and Assistant Director involve critical responsibilities in ensuring compliance with financial regulations. His professional designations as a CFA and CPA further demonstrate his qualifications and commitment to the field of finance and accounting.