James Chan
About James Chan
James Chan serves as the Deputy Assistant Director of Market Oversight at the U.S. Securities and Exchange Commission, a position he has held since 2000. He earned his Doctor of Jurisprudence from American University College of Law and completed his undergraduate studies at Boston University.
Work at U.S. Securities and Exchange Commission
James Chan has served as the Deputy Assistant Director of Market Oversight at the U.S. Securities and Exchange Commission (SEC) since 2000. In this role, he is responsible for overseeing market activities and ensuring compliance with securities regulations. His position involves monitoring market trends and implementing policies that promote fair and efficient markets.
Education and Expertise
James Chan studied at Boston University from 1974 to 1978, where he completed a four-year program. He furthered his education at American University College of Law, earning a Doctor of Jurisprudence degree from 1982 to 1985. His academic background provides him with a solid foundation in both business and legal principles, which supports his work in market oversight.
Background
James Chan has a long-standing career in the field of market oversight, with over two decades of experience at the SEC. His educational journey and professional roles have equipped him with extensive knowledge of securities laws and market regulations, contributing to his effectiveness in his current position.
Achievements
Throughout his tenure at the SEC, James Chan has contributed to the development and enforcement of regulations that govern market activities. His work in market oversight has played a role in shaping policies that aim to protect investors and maintain market integrity.