Jeff Voels
About Jeff Voels
Jeff Voels is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2016. He has a background in economics and has held various positions in the financial regulatory sector, including roles at the National Futures Association and OCC.
Current Role at U.S. Securities and Exchange Commission
Jeff Voels serves as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2016. In this role, he is responsible for ensuring compliance with securities laws and regulations. His work involves examining financial records, conducting investigations, and assessing the practices of various entities to promote transparency and integrity in the securities market.
Previous Experience at National Futures Association
Before joining the SEC, Jeff Voels held multiple positions at the National Futures Association (NFA) from 2013 to 2016. He began as an Investigator I and progressed to Investigator II, where he conducted investigations into compliance issues. Later, he served as a Field Supervisor, overseeing investigative teams and ensuring adherence to regulatory standards. His tenure at NFA spanned three years, during which he gained extensive experience in regulatory compliance.
Early Career at OCC
Jeff Voels started his career at the Options Clearing Corporation (OCC) as a Member Service Specialist in 2012. His role lasted for two months in Chicago, Illinois, where he provided support to members and facilitated communication between the OCC and its stakeholders. This early experience laid the foundation for his future roles in compliance and regulatory oversight.
Education in Economics
Jeff Voels earned a Bachelor of Arts degree in Economics from the University of Illinois Urbana-Champaign. He studied from 2003 to 2007, gaining a solid understanding of economic principles and their applications in financial markets. This educational background supports his current role in securities compliance and regulatory examination.