Jennifer Lima

Jennifer Lima

Assistant Regional Director @ U.S. Securities and Exchange Commission

About Jennifer Lima

Jennifer Lima serves as the Assistant Regional Director at the U.S. Securities and Exchange Commission in New York, a position she has held since 1996. She earned her Bachelor of Arts from Muhlenberg College and her Master of Business Administration from Hofstra University.

Work at U.S. Securities and Exchange Commission

Jennifer Lima has served as the Assistant Regional Director at the U.S. Securities and Exchange Commission (SEC) since 1996. With 28 years of experience in this role, she operates out of New York, New York. In her position, she is involved in regulatory oversight and enforcement of securities laws, contributing to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.

Education and Expertise

Jennifer Lima earned her Bachelor of Arts degree from Muhlenberg College, where she studied from 1990 to 1994. Following her undergraduate education, she pursued a Master of Business Administration at Hofstra University, completing her studies from 1994 to 1996. Her educational background provides her with a solid foundation in business principles, which is applicable to her work in the financial regulatory environment.

Background

Jennifer Lima has built a career in the financial regulatory sector, specifically with the U.S. Securities and Exchange Commission. Her tenure at the SEC has allowed her to gain extensive knowledge and experience in securities regulation and enforcement. Her work has been primarily based in New York, where she has been part of a critical institution in the financial industry.

Professional Experience

As the Assistant Regional Director at the SEC, Jennifer Lima has been responsible for overseeing various regulatory activities. Her role includes ensuring compliance with securities laws and regulations, as well as addressing issues related to market integrity. With nearly three decades of experience, she has developed a deep understanding of the complexities of the financial markets.

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