Jim Lopez
About Jim Lopez
Jim Lopez serves as the Office Chief at the U.S. Securities and Exchange Commission and has held this position since 2023. He previously worked as the Legal Branch Chief at the same agency for 16 years and is also an adjunct professor at Georgetown University Law Center.
Work at U.S. Securities and Exchange Commission
Jim Lopez has served at the U.S. Securities and Exchange Commission (SEC) for a total of 16 years. He held the position of Legal Branch Chief from 2008 to 2024, contributing to various legal initiatives within the organization. In 2023, he transitioned to the role of Office Chief, where he continues to oversee critical operations and legal matters. His extensive experience at the SEC has positioned him as a key figure in regulatory compliance and enforcement.
Education and Expertise
Jim Lopez earned his Juris Doctor (J.D.) degree from the University of Cincinnati College of Law. His education has provided him with a solid foundation in legal principles, which he has applied throughout his career in regulatory environments. His expertise encompasses securities law, compliance, and legal frameworks governing financial markets.
Current Role at Georgetown University Law Center
Since 2016, Jim Lopez has been serving as an Adjunct Professor at Georgetown University Law Center. In this role, he shares his knowledge and experience with law students, focusing on areas relevant to securities regulation and compliance. His involvement in academia complements his practical experience in the legal field.
Background
Jim Lopez has spent a significant portion of his career in the Washington D.C. Metro Area, where he has built a reputation in the legal and regulatory sectors. His long tenure at the SEC reflects his commitment to public service and regulatory integrity. Lopez's background combines both practical legal experience and academic involvement, enhancing his contributions to the field.