Johnny Escobar, Cams
About Johnny Escobar, Cams
Johnny Escobar is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2019. He has a background in regulatory analysis and compliance, having held various positions at FINRA, ACA Compliance Group, and Goldman Sachs.
Work at U.S. Securities and Exchange Commission
Johnny Escobar has been employed as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since 2019. In this role, he is responsible for ensuring compliance with federal securities laws and regulations. His work involves examining financial institutions and assessing their adherence to regulatory standards. He operates out of New York, New York, contributing to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at FINRA
Prior to his current position, Johnny Escobar worked at the Financial Industry Regulatory Authority (FINRA) in various roles. He served as a Regulatory Analyst from 2012 to 2014, and later as an Associate Principal Examiner - Sales Practice from 2014 to 2018. His tenure at FINRA spanned a total of six years, during which he focused on regulatory compliance and examination processes in the Greater New York City Area.
Consulting Role at ACA Compliance Group
Johnny Escobar worked as a Principal Consultant at ACA Compliance Group for one year, from 2018 to 2019. In this role, he provided expert guidance on compliance issues to financial institutions. His experience at ACA contributed to his understanding of the complexities of regulatory compliance in the financial sector.
Educational Background in Economics
Johnny Escobar studied at the University of Maryland, where he earned a Bachelor of Arts degree in Economics from 2008 to 2010. His education provided him with a solid foundation in economic principles, which supports his work in compliance and regulatory analysis within the financial industry.
Early Career at Goldman Sachs and FDIC
Johnny Escobar began his career with internships and analyst roles. He worked as a Summer Analyst at Goldman Sachs in 2010 and later as an Analyst from 2011 to 2012. Additionally, he completed multiple internships at the Federal Deposit Insurance Corporation (FDIC) between 2008 and 2011. These early experiences in prestigious financial institutions laid the groundwork for his subsequent roles in compliance and regulatory examination.