Joseph Gallo
About Joseph Gallo
Joseph Gallo is a legal professional currently serving as a Law Clerk at the U.S. Securities and Exchange Commission and as Vice President, Chief Counsel at Lincoln Financial Network. He has held various legal roles at notable firms including Morgan Stanley Wealth Management and ICMA-RC, and he holds a J.D. from The Catholic University of America.
Work at U.S. Securities and Exchange Commission
Joseph Gallo has been serving as a Law Clerk at the U.S. Securities and Exchange Commission since 2003. His role involves assisting with legal research and analysis related to securities law and regulatory compliance. This position has provided him with extensive experience in the regulatory landscape governing financial markets.
Current Role at Morgan Stanley Wealth Management
Since 2014, Joseph Gallo has held the position of Executive Director - Legal at Morgan Stanley Wealth Management. In this role, he oversees legal matters related to wealth management services, ensuring compliance with applicable laws and regulations. His expertise contributes to the firm's legal strategy and risk management.
Previous Experience at Lincoln Financial Group
Joseph Gallo worked at Lincoln Financial Group from 2014 to 2020, where he served as Vice President, Senior Counsel. He provided legal guidance on various corporate matters and compliance issues. In 2020, he transitioned to the role of Vice President, Chief Counsel at Lincoln Financial Network, where he continues to manage legal affairs.
Education and Expertise
Joseph Gallo earned his Doctor of Law (J.D.) from The Catholic University of America, Columbus School of Law, where he studied from 2001 to 2004. He also holds a Bachelor of Arts (B.A.) from Pennsylvania State University. His educational background has equipped him with a strong foundation in legal principles and practices.
Career Background
Joseph Gallo began his legal career at ICMA-RC as an Attorney from 2004 to 2007. He then joined SEI Investments as Corporate Counsel, where he worked for seven years until 2014. His diverse experience across various financial institutions has provided him with a comprehensive understanding of legal issues in the financial services sector.