Josh Hess
About Josh Hess
Josh Hess is an Enforcement Attorney at the U.S. Securities and Exchange Commission in Atlanta, Georgia, where he has worked since 2021. He has previously held positions at FINRA, the United States Court of Appeals for the Sixth Circuit, and several law firms.
Work at U.S. Securities and Exchange Commission
Josh Hess has served as an Enforcement Attorney at the U.S. Securities and Exchange Commission (SEC) since 2021. His role involves investigating and prosecuting violations of federal securities laws. Based in Atlanta, Georgia, he contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets. His experience in enforcement positions him to handle complex legal matters within the financial regulatory framework.
Previous Experience at FINRA
Prior to his current position, Josh Hess worked as Enforcement Principal Counsel at the Financial Industry Regulatory Authority (FINRA) from 2018 to 2020. In this role, he was responsible for overseeing enforcement actions and ensuring compliance with securities regulations. His tenure at FINRA provided him with extensive experience in regulatory enforcement and legal proceedings within the financial sector.
Clerkship at United States Court of Appeals for the Sixth Circuit
Josh Hess completed a clerkship at the United States Court of Appeals for the Sixth Circuit from 2011 to 2012. This position involved assisting judges with legal research and drafting opinions, which enhanced his understanding of appellate law and judicial processes. His experience in the judiciary has contributed to his analytical skills in legal matters.
Education and Expertise
Josh Hess earned his Doctor of Law (JD) degree from the University of Virginia School of Law, where he studied from 2006 to 2009. His legal education provided him with a solid foundation in various areas of law, preparing him for a career in enforcement and litigation. His expertise encompasses securities law, regulatory compliance, and litigation strategies.
Litigation Experience at Law Firms
Josh Hess has a background in litigation, having worked as an Associate at Sidley Austin LLP and Kilpatrick Townsend & Stockton LLP. At Sidley Austin, he served from 2009 to 2010 and again from 2012 to 2013. He then worked at Kilpatrick Townsend & Stockton LLP from 2014 to 2018. His roles involved representing clients in complex litigation matters, further developing his skills in legal analysis and courtroom procedures.