Joshua Brodsky
About Joshua Brodsky
Joshua Brodsky serves as the Assistant Regional Director of the Complex Financial Instruments Unit at the U.S. Securities and Exchange Commission, a position he has held since 2022. He has extensive experience in financial regulation, having worked in various roles at the SEC and previously at Paul, Weiss, Rifkind, Wharton & Garrison LLP.
Work at U.S. Securities and Exchange Commission
Joshua Brodsky serves as the Assistant Regional Director of the Complex Financial Instruments Unit at the U.S. Securities and Exchange Commission (SEC) since 2022. In this role, he oversees regulatory matters related to complex financial products. Prior to this position, he held various roles within the SEC, including Senior Counsel in the Complex Financial Instruments Unit from 2014 to 2022 and Counsel to the Regional Director of the New York Regional Office for a brief period in 2020.
Education and Expertise
Joshua Brodsky earned his Juris Doctor (JD) from Boston College Law School, completing his studies from 2002 to 2005. He also holds a Bachelor of Arts (BA) in History from Duke University, where he studied from 1998 to 2002. His educational background provides a strong foundation for his work in financial regulation and legal counsel.
Background
Before joining the SEC, Joshua Brodsky worked as an Associate at Paul, Weiss, Rifkind, Wharton & Garrison LLP. He was with the firm for a total of five years, split into two periods: from 2005 to 2007 and again from 2008 to 2011. His experience in private practice contributed to his expertise in complex financial instruments and regulatory compliance.
Professional Experience
Joshua Brodsky's professional journey at the SEC spans over eight years, primarily focused on complex financial instruments. His roles have included significant responsibilities in legal counsel and regulatory oversight, reflecting his deep understanding of the financial regulatory landscape. His tenure at the SEC has been marked by his commitment to ensuring compliance and addressing complex financial issues.