Kristina Allen
About Kristina Allen
Kristina Allen is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where she has worked since 2015. She holds a Bachelor of Arts degree from Rutgers University and previously served as a Compliance Associate at Trian Fund Management, L.P.
Work at U.S. Securities and Exchange Commission
Kristina Allen has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2015. In this role, she is responsible for ensuring compliance with federal securities laws and regulations. Based in New York, New York, her work involves monitoring and examining the practices of various financial entities to uphold market integrity and protect investors.
Previous Experience at Trian Fund Management
Before joining the SEC, Kristina Allen worked as a Compliance Associate at Trian Fund Management, L.P. from 2013 to 2015. During her tenure in this position, she focused on compliance-related tasks and supported the firm in adhering to regulatory requirements. This experience provided her with a solid foundation in compliance practices within the financial services industry.
Education and Expertise
Kristina Allen earned a Bachelor of Arts degree from Rutgers University, where she studied from 2000 to 2004. Her educational background has equipped her with the analytical skills and knowledge necessary for her role in securities compliance. The combination of her academic achievements and professional experience contributes to her expertise in regulatory compliance within the financial sector.
Professional Background
Kristina Allen has built a career in compliance within the financial services industry. Starting her professional journey at Trian Fund Management, she transitioned to the U.S. Securities and Exchange Commission, where she has continued to develop her skills and knowledge in securities regulation. Her work has focused on ensuring that financial entities operate within the legal frameworks established by regulatory authorities.