Kristyn Biscocho
About Kristyn Biscocho
Kristyn Biscocho is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where she has worked since 2017. She has a background in compliance and process management, having held positions at Charles Schwab and FINRA.
Work at U.S. Securities and Exchange Commission
Kristyn Biscocho has been employed at the U.S. Securities and Exchange Commission (SEC) as a Securities Compliance Examiner since 2017. In this role, she is responsible for ensuring compliance with securities laws and regulations. Her work contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets. She operates in the Greater Chicago Area, where she applies her expertise in securities compliance.
Previous Experience at Charles Schwab
Before joining the SEC, Kristyn Biscocho worked at Charles Schwab in various capacities. She served as a Process Management Specialist from 2013 to 2015, where she focused on improving operational processes. Following this role, she was promoted to Compliance Manager, a position she held from 2015 to 2017. In this capacity, she oversaw compliance-related activities and ensured adherence to regulatory standards.
Experience at FINRA
Kristyn Biscocho worked at the Financial Industry Regulatory Authority (FINRA) as a Senior Examiner-Sales Practice from 2010 to 2013. In this role, she conducted examinations of member firms to assess compliance with industry regulations and standards. Her experience at FINRA provided her with a strong foundation in regulatory compliance and enforcement.
Education and Expertise
Kristyn Biscocho earned her Bachelor of Arts degree in Economics and Political Science from the University of Illinois Urbana-Champaign, where she studied from 2005 to 2009. Her educational background equips her with a solid understanding of economic principles and regulatory frameworks, which she applies in her professional roles within the financial services industry.