Margaret (Fitzsimmons) Pottanat
About Margaret (Fitzsimmons) Pottanat
Margaret (Fitzsimmons) Pottanat is a Staff Accountant at the US Securities and Exchange Commission, where she has worked since 2011. With over a decade of experience in regulatory compliance and financial examination, she has held previous positions at Bankers Trust and P. Schoenfeld Asset Management.
Work at U.S. Securities and Exchange Commission
Margaret Pottanat has served as a Staff Accountant at the U.S. Securities and Exchange Commission (SEC) since 2011. In her role, she is part of the Investment Advisory Examination Program within the New York Regional Office. Her responsibilities include overseeing regulatory compliance and conducting financial examinations, contributing to the SEC's mission of protecting investors and maintaining fair markets.
Previous Experience in Finance
Prior to her tenure at the SEC, Margaret Pottanat worked at P. Schoenfeld Asset Management as a Controller from 2000 to 2008. She also held the position of Assistant Treasurer at Bankers Trust from 1995 to 1998. These roles provided her with extensive experience in financial management and regulatory compliance.
Education and Expertise
Margaret Pottanat earned her Bachelor of Science degree in Accounting from Villanova University, where she studied from 1991 to 1995. This educational background laid the foundation for her career in finance and regulatory compliance, equipping her with the necessary skills to excel in her roles within the financial sector.
Background in Regulatory Compliance
With over a decade of experience in regulatory compliance and financial examination at a federal level, Margaret Pottanat has developed a strong expertise in the field. Her work at the SEC and previous positions has focused on ensuring adherence to financial regulations and standards, which is critical for maintaining the integrity of financial markets.