Mark Audet

Mark Audet

About Mark Audet

Mark Audet is an Enforcement Attorney at the U.S. Securities and Exchange Commission, where he has worked since 2023. He has a diverse background in legal and compliance roles, including positions at State Street Global Advisors, Matrix Capital Management, and Proskauer Rose LLP, and he holds a Juris Doctor from Suffolk University Law School.

Work at U.S. Securities and Exchange Commission

Mark Audet currently serves as an Enforcement Attorney at the U.S. Securities and Exchange Commission (SEC) in Boston, Massachusetts. He has held this position since 2023, contributing to the enforcement of federal securities laws. Prior to this role, he worked as a Securities Compliance Examiner at the SEC from 2015 to 2019, where he focused on compliance issues within the securities industry.

Previous Experience in Legal and Compliance

Mark Audet has extensive experience in legal and compliance roles across various organizations. He worked at Matrix Capital Management Company, L.P. as Legal and Compliance from 2020 to 2022. Prior to that, he held a similar position at Thomas H Lee Partners for one year in 2019. His career in compliance began at State Street Global Advisors, where he served as a Compliance Analyst from 2014 to 2015.

Military Background

Before pursuing a career in law and compliance, Mark Audet served in the U.S. Marine Corps as an Infantryman from 2006 to 2012. His military service provided him with discipline and leadership skills that have contributed to his professional development.

Education and Expertise

Mark Audet earned his Juris Doctor (J.D.) from Suffolk University Law School. He also holds a Bachelor of Arts (B.A.) degree from Bridgewater State University. His educational background supports his expertise in legal matters, particularly in compliance and enforcement within the financial sector.

Experience at Proskauer Rose LLP

Mark Audet worked as an Associate at Proskauer Rose LLP for one year, from 2022 to 2023, in Boston, Massachusetts. In this role, he further developed his legal skills and gained experience in a prominent law firm environment, focusing on compliance and regulatory issues.

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