Mark Wszolek
About Mark Wszolek
Mark Wszolek is an experienced accountant and examiner currently working at the US Securities and Exchange Commission in the Greater Atlanta Area since 2010. He has a strong background in compliance, audit planning, and regulatory filings, having previously held positions in New York City and served as Chief Compliance Officer at Horizon Asset Management.
Work at U.S. Securities and Exchange Commission
Mark Wszolek has served as an Accountant / Examiner at the U.S. Securities and Exchange Commission since 2010, accumulating 14 years of experience in the Greater Atlanta Area. His role involves overseeing compliance and regulatory matters, ensuring that financial practices adhere to established standards. Prior to this position, he worked as a Securities Compliance Examiner / Staff Accountant at the same agency from 2000 to 2008 in the Greater New York City Area, where he gained substantial expertise in regulatory compliance.
Previous Experience in Compliance and Accounting
Before joining the U.S. Securities and Exchange Commission, Mark Wszolek held the position of Chief Compliance Officer at Horizon Asset Management, Inc. from 2008 to 2010 in the Greater New York City Area. His responsibilities included managing compliance frameworks and ensuring adherence to regulatory requirements. His earlier experience as a Securities Compliance Examiner / Staff Accountant further solidified his foundation in compliance and accounting practices.
Education and Expertise
Mark Wszolek studied at Mount Saint Michael Academy from 1992 to 1996. He then attended Fairleigh Dickinson University, where he earned a Bachelor of Science degree in Economics and Finance from 1996 to 2000. His educational background supports his extensive knowledge in financial regulations and compliance, which he applies in his professional roles.
Skills in Compliance and Audit Procedures
Mark Wszolek possesses extensive experience in designing audit plans and forensic testing procedures. He effectively communicates findings and recommendations to senior management and business units, ensuring that compliance measures are understood and implemented. His skills also include negotiating fees and managing long-term projects, which contribute to the successful execution of compliance programs.
Focus on Compliance Programs
Mark Wszolek seeks an executive position that emphasizes the development and administration of sophisticated compliance programs. He has expertise in maintaining regulatory filings and disclosure documents, as well as in developing sound policies and internal control procedures to enhance compliance within organizations.