Matthew Harris, Cfa
About Matthew Harris, Cfa
Matthew Harris, CFA, serves as the Assistant Director and Co-Head of the Private Funds Unit at the U.S. Securities and Exchange Commission, a position he has held since 2021. He has over 17 years of experience with the SEC and holds a BA in Economics from Wheaton College.
Work at U.S. Securities and Exchange Commission
Matthew Harris serves as the Assistant Director and Co-Head of the Private Funds Unit at the U.S. Securities and Exchange Commission (SEC). He has held this position since 2021. Prior to this role, he worked as an Exam Manager at the SEC for a total of 14 years, where he gained extensive experience in regulatory oversight. His responsibilities included managing examinations and ensuring compliance within the financial sector.
Education and Expertise
Matthew Harris earned a Bachelor of Arts degree in Economics from Wheaton College, where he studied from 1998 to 2001. His educational background provides a strong foundation in economic principles, which supports his work in regulatory roles within the SEC. His expertise includes private funds and compliance, contributing to his leadership in the Private Funds Unit.
Background
Matthew Harris has a long-standing career at the U.S. Securities and Exchange Commission, beginning in 2002. He initially worked as an Exam Manager, where he focused on regulatory examinations for 14 years. From 2016 to 2021, he continued in a specialized role as Exam Manager for the Private Funds Unit, further developing his expertise in this area before becoming Co-Head of the unit.
Professional Experience
Matthew Harris has accumulated significant professional experience at the U.S. Securities and Exchange Commission. His career spans nearly two decades, with roles that include Exam Manager and Assistant Director. His work has involved overseeing compliance and regulatory examinations, particularly in the private funds sector, highlighting his commitment to maintaining industry standards.