Matthew K.
About Matthew K.
Matthew K. works in the Market Abuse Unit of the Enforcement Division at the U.S. Securities and Exchange Commission, where he has been employed since 2013. He has extensive experience in trading systems, regulatory knowledge, and collaboration with various stakeholders in the financial industry.
Work at U.S. Securities and Exchange Commission
Matthew K. has been a member of the U.S. Securities and Exchange Commission since 2013, serving in the Market Abuse Unit within the Enforcement Division for over 11 years. In this role, he focuses on identifying and addressing market abuse and misconduct, ensuring compliance with financial regulations. His work involves collaboration with various stakeholders, including back office staff and senior management, to develop strategies and address risk topics related to Basel and Liquidity.
Education and Expertise
Matthew K. possesses extensive expertise in trading platforms and systems, including Bloomberg, Reuters, TT, and FlexTrade. He is fluent in multiple programming languages such as C++, C#, VB.NET, and Python, which enhances his analytical capabilities. His deep understanding of trading concepts includes ETF, Index arbitrage, market making, and statistical arbitrage, contributing to his effectiveness in regulatory roles.
Background
Matthew K. has built an extensive network across the trading and financial industry, facilitating collaboration and information sharing. His background includes significant experience in regulatory environments, where he has developed exceptional knowledge as an expert specialist for the government. This background supports his work in the enforcement of market regulations and compliance.
Achievements
Throughout his career, Matthew K. has received multiple awards for his contributions in investigative work, data analysis, and risk management. These recognitions reflect his commitment to excellence in his field and his impact on regulatory practices within the financial industry.