Michael Herwick
About Michael Herwick
Michael Herwick serves as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2015 in Washington, D.C.
Work at U.S. Securities and Exchange Commission
Michael Herwick has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2015. In this role, he is responsible for ensuring compliance with federal securities laws and regulations. His work involves examining financial records, reviewing filings, and conducting investigations to identify potential violations. Based in Washington, D.C., he contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Professional Experience
With nearly a decade of experience at the SEC, Michael Herwick has developed a strong understanding of securities compliance and regulatory frameworks. His role requires a thorough knowledge of the financial industry and the ability to analyze complex financial information. His experience at the SEC positions him as a knowledgeable professional in the field of securities regulation.
Location and Work Environment
Michael Herwick works in Washington, D.C., which is the headquarters of the U.S. Securities and Exchange Commission. This location provides him with access to a central hub of regulatory activity and collaboration with other financial regulatory bodies. The work environment at the SEC is focused on upholding the integrity of the financial markets and fostering transparency.