Michael Spratt
About Michael Spratt
Michael Spratt serves as the Assistant Director at the U.S. Securities and Exchange Commission, where he manages staff responsible for reviewing investment company filings for compliance with securities laws. He holds a JD from Georgetown University Law Center and a BA in Economics from The Johns Hopkins University.
Current Role at U.S. Securities and Exchange Commission
Michael Spratt serves as Assistant Director at the U.S. Securities and Exchange Commission (SEC) since 2015. In this role, he manages two branches of staff responsible for reviewing investment company filings to ensure compliance with securities laws. He assists Commission staff in examination and enforcement efforts by identifying risks in these filings. His work is crucial in maintaining the integrity of the investment management sector.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current position, Michael Spratt held several roles at the U.S. Securities and Exchange Commission. He served as Branch Chief in the Division of Investment Management from 2012 to 2013. He also worked as Counsel to Commissioners Elisse Walter and Kara Stein from 2013 to 2015. In these capacities, he advised senior staff on policy and rulemakings by monitoring trends and information in disclosure filings.
Legal Career at Willkie Farr & Gallagher LLP and Dewey & LeBoeuf LLP
Michael Spratt began his legal career at Dewey & LeBoeuf LLP, where he worked as an Attorney from 2006 to 2008. He then joined Willkie Farr & Gallagher LLP, serving as an Attorney from 2008 to 2010. His experience in these law firms provided him with a strong foundation in legal practices relevant to securities and investment management.
Education and Expertise
Michael Spratt earned his Doctor of Law (JD) from Georgetown University Law Center, studying from 2003 to 2006. He also holds a Bachelor of Arts (B.A.) in Economics from The Johns Hopkins University, where he studied from 1999 to 2003. His educational background equips him with a solid understanding of both legal and economic principles, which he applies in his current role at the SEC.