Michael Szymanski
About Michael Szymanski
Michael Szymanski is a Private Funds / Structured Products Fellow at the U.S. Securities and Exchange Commission, with extensive experience in investment management and finance. He has held significant roles at various financial institutions, including CFO at American Triple I and President and CEO at ZAIS Group Holdings, where he launched a successful leveraged finance business.
Current Role at U.S. Securities and Exchange Commission
Michael Szymanski currently serves as a Private Funds / Structured Products Fellow in the Division of Investment Management at the U.S. Securities and Exchange Commission. He has held this position since 2023, contributing to the regulatory oversight of private funds and structured products. His role involves analyzing investment strategies and ensuring compliance with federal securities laws.
Previous Experience at American Triple I
Szymanski worked at American Triple I as a Senior Advisor and Chief Financial Officer from 2018 to 2023. During his tenure, he was instrumental in the formation and launch of the fund, overseeing financial operations and strategic planning. His leadership helped establish the company’s financial framework and operational infrastructure.
Leadership at ZAIS Group Holdings
From 2009 to 2018, Michael Szymanski held the positions of President, CEO, and COO at ZAIS Group Holdings. He launched a Leveraged Finance and CLO business that grew to $2.7 billion. Additionally, he directed the establishment of public company infrastructure, leading to a successful IPO for ZAIS Financial Corp. His strategic initiatives included negotiating a merger with HF2, managing a review with 49 potential counterparties.
Educational Background
Michael Szymanski earned his Master of Business Administration (MBA) from NYU Stern School of Business, where he studied Finance from 1994 to 1996. He also holds a Bachelor of Business Administration (BBA) in Accountancy from the University of Notre Dame, which he completed from 1984 to 1988. His educational background has provided a strong foundation for his career in finance and investment management.
Career History and Expertise
Szymanski has extensive experience in the finance sector, having worked in various roles across notable firms. He served as Vice President in the Bank and Insurance Strategies Group at Lehman Brothers from 1997 to 2000 and as Senior Manager in the Capital Markets/M&A Advisory Group at EY from 1988 to 1997. His expertise includes strategic investments, capital markets, and alternative asset management.