Mike Nie
About Mike Nie
Mike Nie serves as a Branch Chief at the U.S. Securities and Exchange Commission, a position he has held since 2014. He holds an MBA from the University of Maryland and has extensive experience in finance and project management, including roles at the Bank of China and PwC.
Work at U.S. Securities and Exchange Commission
Mike Nie has served as Branch Chief at the U.S. Securities and Exchange Commission (SEC) since 2014. In this role, he is responsible for overseeing various regulatory functions and ensuring compliance within the financial markets. His tenure at the SEC spans a decade, during which he has contributed to the agency's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Education and Expertise
Mike Nie holds a Master of Business Administration from the University of Maryland's Robert H. Smith School of Business, which he completed from 1997 to 1999. He also earned a Master of Science degree from Nankai University, where he studied from 1987 to 1994. His educational background equips him with a strong foundation in business and finance, enhancing his expertise in regulatory matters.
Professional Experience in Financial Services
Prior to his current role at the SEC, Mike Nie worked at PwC as a Director for ten years, from 1999 to 2009. He also held the position of Inspections Leader at the Public Company Accounting Oversight Board (PCAOB) from 2009 to 2014. His experience includes working as a Project Manager in Loan Syndications at the Bank of China from 1994 to 1996, providing him with a diverse background in financial services.
Leadership Roles in Professional Organizations
Mike Nie has held leadership positions in various organizations. He served as Area Governor for Toastmasters International from 2013 to 2014, where he was involved in promoting communication and leadership skills among members. His engagement in these roles reflects his commitment to professional development and community involvement.