Moshe Rothman
About Moshe Rothman
Moshe Rothman serves as the Assistant Director at the U.S. Securities and Exchange Commission, a position he has held since 2018. He holds a B.A. in English and Psychology from Trinity University and a J.D. from The George Washington University Law School.
Work at U.S. Securities and Exchange Commission
Moshe Rothman has been serving as Assistant Director at the U.S. Securities and Exchange Commission (SEC) since 2018. In this role, he is involved in overseeing various regulatory functions and initiatives within the agency. Prior to his current position, he held several roles at the SEC, including Counsel to the Director in the Division of Trading and Markets from 2016 to 2018, and Branch Chief in the same division from 2012 to 2016. His extensive experience at the SEC spans over a decade, contributing to the agency's mission of protecting investors and maintaining fair markets.
Education and Expertise
Moshe Rothman earned a Bachelor of Arts degree in English and Psychology from Trinity University, where he studied from 1995 to 1999. He furthered his education at The George Washington University Law School, obtaining a Doctor of Law (J.D.) from 1999 to 2002. His academic background provides a strong foundation for his legal expertise, particularly in securities regulation and market compliance.
Previous Legal Experience
Before his tenure at the SEC, Moshe Rothman worked in various legal capacities. He was an Associate at Howrey Simon Arnold & White from 2002 to 2005 and then at Holme Roberts & Owen LLP from 2006 to 2009. Following this, he joined Cooley LLP as an Associate from 2009 to 2012. These roles allowed him to develop a comprehensive understanding of legal practices in the financial sector, which he later applied in his regulatory work at the SEC.
Career Progression
Moshe Rothman's career at the U.S. Securities and Exchange Commission reflects a steady progression through various roles. He began as Branch Chief in the Division of Trading and Markets from 2012 to 2016, where he managed key regulatory functions. He then transitioned to Counsel to the Director from 2016 to 2018, before being promoted to Assistant Director. His career trajectory demonstrates a commitment to regulatory excellence and leadership within the agency.
High School Education
Moshe Rothman completed his high school education at Union High School, attending from 1991 to 1995. This foundational education set the stage for his future academic and professional pursuits.