Neel Dhingra
About Neel Dhingra
Neel Dhingra is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2020. He holds a Master's degree in Financial Engineering from the University of Michigan and a Bachelor's degree in Biomedical Engineering from The Johns Hopkins University.
Work at U.S. Securities and Exchange Commission
Neel Dhingra has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2020. Based in New York, New York, he has been involved in providing expertise and resources to the SEC's regional offices during critical matters. Dhingra is a member of the Event and Emerging Risk Examination Team, which engages with financial firms to address emerging threats and market events. His role includes proactively addressing risks in the financial sector.
Education and Expertise
Neel Dhingra holds a Master’s degree in Financial Engineering from the University of Michigan, which he has been pursuing since 2004. He also earned a Bachelor of Science in Biomedical Engineering from The Johns Hopkins University. His educational background equips him with a strong analytical foundation, relevant to his current role in securities compliance.
Background
Before joining the SEC, Neel Dhingra worked at Morgan Stanley for 13 years as a Vice President in the Valuation Control Group from 2007 to 2020. He began his career as an Analyst at Credit Suisse, where he worked for two years from 2005 to 2007. His extensive experience in the financial sector contributes to his expertise in compliance and risk examination.
Achievements
Throughout his career, Neel Dhingra has been part of teams that focus on addressing emerging risks in the financial sector. His work on the Event and Emerging Risk Examination Team at the SEC highlights his commitment to engaging with financial firms regarding critical market events. His contributions are essential in maintaining the integrity of the financial markets.