Paul Goldman
About Paul Goldman
Paul Goldman serves as a Senior Analyst at the US Securities and Exchange Commission's Division of Investment Management, where he has worked since 1976. He holds an MBA in Finance from the Wisconsin School of Business and has authored several significant reports aimed at improving transparency and communication in the investment management industry.
Work at U.S. Securities and Exchange Commission
Paul Goldman has served as a Senior Analyst in the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC) since 1976. His extensive tenure of 48 years has allowed him to contribute significantly to the regulatory framework governing investment management. Based in the Washington D.C. Metro Area, Goldman focuses on enhancing transparency and investor protection within the investment management industry.
Education and Expertise
Paul Goldman holds multiple degrees that underpin his expertise in finance and public policy. He earned a Master of Business Administration (MBA) in Finance from the Wisconsin School of Business, completing his studies in 1972. Additionally, he obtained a Bachelor of Science (BS) in Accounting from Long Island University. Goldman further expanded his knowledge with a Master of Science (MS) in Public Policy and Administration from the University of Wisconsin-Madison, which he completed in 1974.
Authorship and Contributions
Goldman has authored and contributed to several important documents aimed at improving transparency and communication in the investment management sector. Notably, he authored the 'Concept Release on Measures to Improve Disclosure of Transaction Costs' in 2003. He also played a key role in the 'Division of Investment Management: Report on Mutual Fund Fees and Expenses' published in 2000, which examined the cost structures of mutual funds. Additionally, he participated in the creation of the 'Concept Release on Improving Descriptions of Risk by Mutual Funds and Other Investment Companies' in 1995.
Involvement in Regulatory Reports
Goldman has been involved in significant regulatory reports that address investor protection and fund governance. He contributed to the 'Division of Investment Management: Protecting Investors: A Half Century of Investment Company Regulation' in 1992, focusing on investment company governance and the utilization of fund assets. His work in these areas reflects his commitment to enhancing regulatory standards and investor awareness.