Paul Montoya
About Paul Montoya
Paul Montoya serves as the Associate Regional Director at the U.S. Securities and Exchange Commission in Chicago, Illinois, a position he has held since 2000. He earned his Juris Doctor from Loyola University Chicago School of Law and a Bachelor of Business Administration in Accounting from Texas Christian University.
Work at U.S. Securities and Exchange Commission
Paul Montoya has served as the Associate Regional Director at the U.S. Securities and Exchange Commission (SEC) since 2000. His role involves overseeing regulatory compliance and enforcement actions within the Chicago region. Montoya's extensive experience at the SEC includes managing investigations and ensuring adherence to federal securities laws. His position contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Education and Expertise
Paul Montoya earned his Juris Doctor (JD) from Loyola University Chicago School of Law, where he studied from 1991 to 1994. Prior to his law degree, he obtained a Bachelor of Business Administration (BBA) in Accounting from Texas Christian University - M.J. Neeley School of Business, completing his studies from 1984 to 1988. His educational background provides a strong foundation in both legal and financial principles, enhancing his expertise in regulatory matters.
Background
Paul Montoya has a professional background that spans over two decades in the field of securities regulation. He has been with the U.S. Securities and Exchange Commission since 2000, focusing on compliance and enforcement in the Chicago area. His academic qualifications in law and accounting support his role in navigating complex regulatory environments.
Professional Experience
With 24 years of experience at the U.S. Securities and Exchange Commission, Paul Montoya has developed a comprehensive understanding of securities law and regulatory practices. His role as Associate Regional Director involves significant responsibilities, including leading investigations and collaborating with various stakeholders to uphold market integrity.