Peter Njuguna, Iaccp®
About Peter Njuguna, Iaccp®
Peter Njuguna is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, a position he has held since 2021. He has extensive experience in compliance and mutual fund operations, having previously worked at Eaton Vance and Bracebridge Capital, LLC.
Work at U.S. Securities and Exchange Commission
Peter Njuguna has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since 2021. In this role, he is responsible for ensuring compliance with federal securities laws and regulations. His work contributes to the integrity of the securities markets and the protection of investors. He is based in Boston, Massachusetts, where he has been involved in various compliance initiatives.
Previous Experience at Eaton Vance
Peter Njuguna held multiple positions at Eaton Vance, starting as a Sales Systems Assistant in 2010 for four months. He then transitioned to a Mutual Fund Operations Representative from 2010 to 2012, where he supported mutual fund operations. Following this, he worked as a Mutual Fund Services Support Specialist from 2012 to 2014, further enhancing his expertise in mutual fund services.
Experience at Bracebridge Capital, LLC
From 2014 to 2021, Peter Njuguna worked at Bracebridge Capital, LLC as a Compliance Supervisor. In this position, he oversaw compliance processes and ensured adherence to regulatory requirements. His role involved monitoring compliance activities and implementing policies to mitigate risks within the organization.
Education and Expertise
Peter Njuguna earned a Bachelor of Science degree in Business Administration, with a focus on International Business and Economics, from Fitchburg State University. He attended the university from 2005 to 2009. His academic background provides a solid foundation for his career in compliance and finance.
Internship Experience
In 2009, Peter Njuguna completed an internship as an Economic Development Intern with the City of Fitchburg. This role allowed him to gain practical experience in economic development initiatives and provided insights into local government operations.