Rachel Lavery
About Rachel Lavery
Rachel Lavery serves as the Senior Regulatory Counsel in the Division of Examinations at the U.S. Securities and Exchange Commission, where she has worked since 2018. She has a strong background in regulatory enforcement, particularly in securities and derivatives, with previous experience at several prominent law firms and the SEC.
Current Role at U.S. Securities and Exchange Commission
Rachel Lavery serves as Senior Regulatory Counsel in the Division of Examinations at the U.S. Securities and Exchange Commission. She has held this position since 2018, contributing to the regulatory oversight of investment advisers and investment companies. Her role involves ensuring compliance with relevant laws and regulations, particularly focusing on the Investment Advisers Act.
Previous Experience in Legal Practice
Prior to her current role, Rachel Lavery worked at several prestigious law firms. She was an Associate at Gibson, Dunn & Crutcher LLP from 2009 to 2015, where she focused on securities and derivatives regulatory enforcement. Before that, she was an Associate at Clifford Chance US LLP from 2006 to 2009. Additionally, she served as a Researcher at the Tanenbaum Center from 2002 to 2005.
Education and Academic Achievements
Rachel Lavery holds a Juris Doctor (JD) degree from Cardozo School of Law, where she graduated cum laude in 2006. She also studied at New York University, earning a Bachelor of Arts degree in Religious Studies, graduating summa cum laude in 2002. Furthermore, she obtained a Certificate in International & Comparative Business Law from Bucerius Law School in 2005.
Expertise in Regulatory Compliance
Rachel Lavery specializes in compliance related to the Investment Advisers Act. Her expertise extends to White Collar Defense and Investigations, with a focus on regulatory enforcement in the securities and derivatives sectors. She has participated in the Investment Adviser/Investment Company Examination Program at the U.S. Securities and Exchange Commission, enhancing her knowledge and skills in this area.
Professional Journey and Timeline
Rachel Lavery's professional journey includes significant roles in both legal practice and regulatory bodies. She began her career as a Researcher at the Tanenbaum Center from 2002 to 2005, followed by her time at Clifford Chance US LLP and Gibson, Dunn & Crutcher LLP. She transitioned to the U.S. Securities and Exchange Commission in 2015 as Regulatory Counsel, before advancing to her current position in 2018.