Ray Palacios
About Ray Palacios
Ray Palacios is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2015. He holds a master's degree in accounting from Florida Atlantic University and a bachelor's degree in science from Florida State University.
Work at U.S. Securities and Exchange Commission
Ray Palacios has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2015. In this role, he is responsible for ensuring compliance with federal securities laws and regulations. His work involves examining financial statements and disclosures to assess the accuracy and completeness of information provided by public companies. Based in Washington, D.C., he has contributed to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Education and Expertise
Ray Palacios holds a master's degree in accounting from Florida Atlantic University. He also earned a Bachelor of Science degree from Florida State University. His educational background provides him with a strong foundation in financial principles and regulatory compliance, which are essential for his role at the SEC. The combination of his academic qualifications and practical experience in securities compliance positions him as a knowledgeable professional in the field.
Background
Ray Palacios has a solid educational and professional background that supports his role in securities compliance. He studied at Florida Atlantic University, where he achieved a master's degree in accounting. Prior to that, he completed his undergraduate studies at Florida State University, earning a Bachelor of Science degree. Since joining the SEC in 2015, he has gained extensive experience in examining compliance with securities regulations.
Professional Experience
Since 2015, Ray Palacios has been actively involved in the field of securities compliance at the U.S. Securities and Exchange Commission. His role as a Securities Compliance Examiner involves detailed analysis and evaluation of financial documents submitted by public companies. This position requires a thorough understanding of securities laws and the ability to identify potential compliance issues.