Raymond Lombardo
About Raymond Lombardo
Raymond Lombardo serves as the Assistant Director of the Office of Financial Responsibility within the Division of Trading and Markets at the U.S. Securities and Exchange Commission. He has over 15 years of experience in various roles at the SEC and holds a Doctor of Jurisprudence from Fordham University School of Law.
Current Role at U.S. Securities and Exchange Commission
Raymond Lombardo serves as the Assistant Director in the Office of Financial Responsibility within the Division of Trading and Markets at the U.S. Securities and Exchange Commission. He has held this position since 2016, contributing to the regulatory framework and oversight of financial markets. Additionally, he has been a Branch Chief in the same office since 2009, where he has been involved in various initiatives aimed at enhancing financial responsibility and compliance within the trading sector.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current roles, Raymond Lombardo worked at the U.S. Securities and Exchange Commission in several capacities. He served as Special Counsel in the Division of Trading and Markets from 2004 to 2007, and as Senior Counsel from 2007 to 2009. His experience in these roles provided him with a comprehensive understanding of securities regulation and market operations.
Educational Background
Raymond Lombardo completed his undergraduate studies at Fordham University, earning a Bachelor of Arts degree from 1991 to 1995. He furthered his education at Fordham University School of Law, where he obtained his Doctor of Jurisprudence from 1995 to 1998. This educational foundation has equipped him with the legal expertise necessary for his roles in financial regulation.
High School Education
Raymond Lombardo attended Chaminade High School from 1987 to 1991. This early education laid the groundwork for his subsequent academic and professional achievements.