Richard Dominguez
About Richard Dominguez
Richard Dominguez serves as Senior Legal Counsel at the U.S. Securities and Exchange Commission, where he has worked since 2004, with a brief period as Acting Branch Chief in 2021. He holds a JD from the University of California, College of the Law, San Francisco, and a BA in Politics from the University of California, Santa Cruz.
Work at U.S. Securities and Exchange Commission
Richard Dominguez has been employed at the U.S. Securities and Exchange Commission (SEC) since 2004, serving as Senior Counsel for 20 years. In this role, he provides legal guidance on various regulatory matters. In 2023, he transitioned to the position of Senior Legal Counsel, continuing to contribute to the SEC's mission. Additionally, he briefly held the role of Acting Branch Chief for Compliance and Resolutions in 2021, where he oversaw compliance-related issues for a period of two months.
Education and Expertise
Richard Dominguez holds a Juris Doctor (JD) degree from the University of California, College of the Law, San Francisco, where he studied from 1988 to 1991. He also earned a Bachelor of Arts in Politics from the University of California, Santa Cruz, completing his studies there from 1986 to 1988. In 2013, he participated in an Intensive Spanish Immersion program at the University of Miami, enhancing his language skills over an 11-month period.
Background
Richard Dominguez has a background in law and regulatory compliance, with extensive experience at the U.S. Securities and Exchange Commission. His career at the SEC has spanned over two decades, during which he has held various legal positions. His educational background in politics and law provides him with a solid foundation for his work in the regulatory environment.
Professional Experience
Before his current role as Senior Legal Counsel, Richard Dominguez served as Acting Branch Chief in the Compliance and Resolutions division at the SEC for a brief period in 2021. His long tenure at the SEC reflects his deep involvement in legal matters related to securities regulation and compliance.