Richard M.
About Richard M.
Richard M. serves as the Senior Special Counsel in the Division of Trading and Markets at the U.S. Securities and Exchange Commission. He has a diverse background in law and economics, with previous roles at Milbank LLP, Bank of America, and the U.S. Commodity Futures Trading Commission.
Current Role at U.S. Securities and Exchange Commission
Richard M. serves as Senior Special Counsel in the Division of Trading and Markets at the U.S. Securities and Exchange Commission. He has held this position since 2022, contributing to the regulatory framework governing securities trading. His role involves providing legal guidance and oversight within the division, focusing on compliance and enforcement matters related to trading practices.
Previous Experience at U.S. Commodity Futures Trading Commission
Before joining the SEC, Richard M. worked at the U.S. Commodity Futures Trading Commission as Special Counsel in both the Division of Market Oversight and the Division of Data from 2015 to 2022. In this capacity, he was involved in regulatory initiatives and oversight of market practices, ensuring compliance with federal laws governing commodity futures.
Legal Career at Milbank LLP
Richard M. began his legal career at Milbank LLP, where he worked as an Associate in the Global Capital Markets group from 2010 to 2015. During his tenure, he focused on capital market transactions, providing legal support and advice to clients in the financial sector. His experience at Milbank contributed to his expertise in complex financial regulations.
Educational Background in Law and Economics
Richard M. holds a Juris Doctor (J.D.) degree from the University of California, Los Angeles - School of Law. He also earned a Bachelor of Arts (B.A.) in Economics and History from the University of Pennsylvania. His educational background provides a strong foundation for his work in legal and regulatory matters in the financial sector.
Volunteer Experience with Peace Corps
Richard M. served as a Rural Economic Development Volunteer with the Peace Corps from 2003 to 2005 in Paraguay. This experience involved working on community development projects, focusing on economic growth and sustainability in rural areas. His time with the Peace Corps reflects his commitment to public service and community engagement.