Shari S.
About Shari S.
Shari S. is an Exam Manager at the U.S. Securities and Exchange Commission, where she has worked since 2022. She has a diverse background in finance and compliance, with previous roles at K2 Advisors, Carolina Herrera, Procter & Gamble, Wells Fargo Securities, and Banc of America Securities.
Current Role at U.S. Securities and Exchange Commission
Shari S. currently serves as an Exam Manager at the U.S. Securities and Exchange Commission (SEC), a position she has held since 2022. In this role, she is responsible for overseeing the examination processes within the SEC, ensuring compliance with securities laws and regulations. Her work contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at U.S. Securities and Exchange Commission
Before her current role, Shari S. worked at the SEC as a Senior Securities Compliance Examiner from 2015 to 2022. During this seven-year tenure, she focused on evaluating the compliance of various entities with federal securities laws. Her experience at the SEC has equipped her with extensive knowledge of regulatory frameworks and compliance standards in the financial sector.
Education and Expertise
Shari S. earned her Master of Business Administration (MBA) from the MIT Sloan School of Management, studying from 2013 to 2015. Prior to that, she obtained a Bachelor of Science in Economics with a focus on Finance from The Wharton School, where she studied from 2004 to 2008. Additionally, she participated in a study abroad program at Universidad Pontificia Comillas in Madrid in 2007, which enhanced her international perspective on business and finance.
Professional Background in Finance
Shari S. has a diverse professional background in finance and investment. She began her career as an Investment Banking Analyst Intern at Banc of America Securities in 2007. She then worked as a Capital Markets Analyst at Wells Fargo Securities from 2008 to 2009. Following her time at Wells Fargo, she held positions at K2 Advisors as a Hedge Fund Associate from 2010 to 2013 and at Procter & Gamble as a Brand Management Intern in 2014, further broadening her expertise in financial analysis and strategic management.
Internship Experience
Shari S. has gained valuable experience through various internships. In 2015, she served as a Strategy Intern at Carolina Herrera in Spain for two months. This role allowed her to apply her academic knowledge in a practical setting within the fashion industry. Additionally, her internship at Procter & Gamble in 2014 provided her with insights into brand management and marketing strategies.