Sheila Swartz
About Sheila Swartz
Sheila Swartz serves as Senior Special Counsel at the U.S. Securities and Exchange Commission, a position she has held since 2014. She earned her Doctor of Jurisprudence from American University Washington College of Law and has over two decades of experience in legal practice, including prior roles at Thacher Proffitt & Wood LLP and the SEC.
Current Role at U.S. Securities and Exchange Commission
Sheila Swartz serves as Senior Special Counsel at the U.S. Securities and Exchange Commission (SEC). She has held this position since 2014, contributing to the agency's mission of protecting investors and maintaining fair, orderly, and efficient markets. Her role involves providing legal guidance and support on various regulatory matters within the SEC. Swartz's extensive experience in securities law enhances the agency's ability to navigate complex legal challenges.
Previous Experience at U.S. Securities and Exchange Commission
Before her current role, Sheila Swartz worked as Special Counsel at the U.S. Securities and Exchange Commission from 2003 to 2014. During this period, she focused on various legal and regulatory issues pertinent to the securities industry. Her tenure at the SEC allowed her to develop a deep understanding of securities regulations and enforcement actions.
Experience at Thacher Proffitt & Wood LLP
Sheila Swartz was an Associate at Thacher Proffitt & Wood LLP from 1997 to 2003. In this role, she provided legal services in areas related to corporate law and securities, gaining valuable experience that would later inform her work at the SEC. Her time at the firm contributed to her foundation in legal practice and regulatory compliance.
Education and Expertise
Sheila Swartz earned her Doctor of Jurisprudence from American University Washington College of Law, studying from 1994 to 1997. Prior to that, she obtained a Bachelor of Business Administration from the University of Notre Dame, completing her studies from 1989 to 1992. Her educational background equips her with a strong foundation in both law and business, enhancing her expertise in regulatory matters.