Shipra Wells
About Shipra Wells
Shipra Wells is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where she has worked since 2009. She holds multiple degrees from Penn State University, including a Bachelor of Arts and a Bachelor of Science, and has previous experience as an investment advisor associate at PNC.
Work at U.S. Securities and Exchange Commission
Shipra Wells has been employed at the U.S. Securities and Exchange Commission (SEC) since 2009. In her role as a Securities Compliance Examiner, she is responsible for ensuring compliance with federal securities laws. Her work involves reviewing financial documents, conducting examinations, and providing guidance to firms on regulatory requirements. With over 15 years of experience at the SEC, she contributes to the agency's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Education and Expertise
Shipra Wells earned her degrees from Penn State University, where she studied from 2000 to 2004. She obtained a Bachelor of Arts and a Bachelor of Science during her four years of study. This educational background provides her with a strong foundation in the principles of finance and compliance, which she applies in her current role at the SEC.
Previous Experience at PNC
Before joining the SEC, Shipra Wells worked at PNC from 2004 to 2009. She began as an Associate in the Wealth Management Training Program, where she gained foundational knowledge in wealth management practices. Following this role, she served as an Investment Advisor Associate for three years, where she assisted clients with investment strategies and financial planning.
Career Progression
Shipra Wells has demonstrated a clear career progression in the financial services industry. Starting her career at PNC, she transitioned into a compliance-focused role at the SEC. Her experience in both investment advisory and compliance roles highlights her versatility and commitment to the field of securities regulation.