Steve Lo
About Steve Lo
Steve Lo is a Senior Staff Accountant at the U.S. Securities and Exchange Commission, where he specializes in disclosure operations and financial reporting requirements. With over 28 years of experience in financial accounting, he previously held positions at Discover Financial Services and Grant Thornton LLP.
Work at U.S. Securities and Exchange Commission
Steve Lo serves as a Senior Staff Accountant at the U.S. Securities and Exchange Commission (SEC) since 2008. In this role, he examines registration statements and periodic reports filed by both domestic and foreign registrants. His responsibilities include ensuring compliance with federal securities laws. Lo's work focuses on improving the quality of disclosure, which is essential for helping investors receive material information necessary for informed investment decisions.
Previous Experience at Discover Financial Services
Prior to his current role, Steve Lo worked at Discover Financial Services as the Director of Financial Controls and Technical Accounting from 2004 to 2008. During his four years in this position, he was based in the Houston, Texas area. His role involved overseeing financial controls and ensuring the accuracy of financial reporting.
Education and Expertise
Steve Lo has a strong educational background in finance and accounting. He studied at Iowa State University, where he earned a Bachelor of Business Administration in Finance. He furthered his education at the University of Missouri-Kansas City, obtaining a Master of Science in Accounting. Additionally, he completed a Joint Program at Georgetown University Law Center and the U.S. SEC, achieving a Securities and Financial Regulation Certificate Program. His expertise includes disclosure and financial reporting requirements under various acts, including the Securities Act of 1933 and the Sarbanes-Oxley Act of 2002.
Experience at Grant Thornton LLP
Before his tenure at Discover Financial Services, Steve Lo worked as an Audit Manager at Grant Thornton LLP (US) from 2002 to 2004. He spent two years in this role in the Houston, Texas area, where he was responsible for managing audit engagements and ensuring compliance with relevant accounting standards.
Career Overview
Steve Lo has over 28 years of progressive experience in financial accounting and reporting. His career spans various sectors, including industry, public accounting, and regulatory bodies like the U.S. SEC. His extensive experience has equipped him with a comprehensive understanding of financial regulations and disclosure practices.