Ted Yu
About Ted Yu
Ted Yu serves as the Associate Director for Specialized Policy and Disclosure in the Division of Corporation Finance at the U.S. Securities and Exchange Commission, where he oversees various regulatory functions and contributes to policy development.
Current Role at U.S. Securities and Exchange Commission
Ted Yu serves as the Associate Director for Specialized Policy and Disclosure in the Division of Corporation Finance at the U.S. Securities and Exchange Commission. He has held this position since 2023, focusing on specialized policy matters and disclosure requirements within the division. His role involves overseeing various initiatives related to corporate finance and ensuring compliance with regulatory standards.
Previous Positions at U.S. Securities and Exchange Commission
Ted Yu has an extensive history with the U.S. Securities and Exchange Commission. He worked as Senior Special Counsel in the Office of Chief Counsel from 2011 to 2013, followed by a role as Senior Special Counsel to the Director from 2013 to 2014. He also served as Senior Advisor to Chair Mary Jo White from 2014 to 2015 and as Chief of the Office of Mergers and Acquisitions from 2016 to 2023. His various roles contributed to significant policy development and regulatory oversight.
Education and Expertise
Ted Yu holds a Bachelor of Arts (B.A.) degree from Cornell University and a Doctor of Law (J.D.) from The George Washington University Law School. His educational background provides a strong foundation for his expertise in corporate finance and regulatory compliance, which he applies in his current and previous roles at the U.S. Securities and Exchange Commission.
Focus Areas and Responsibilities
In his current position, Ted Yu is responsible for the Office of Structured Finance, where he focuses on complex financial instruments and their regulatory compliance. He also oversees the Office of International Corporate Finance, which addresses cross-border securities transactions and international regulatory issues. His involvement in these areas highlights his expertise in navigating complex financial regulations.
Experience at Skadden, Arps, Slate, Meagher & Flom LLP
Before returning to the U.S. Securities and Exchange Commission, Ted Yu worked as Counsel at Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates from 2015 to 2016. This experience in a prominent law firm contributed to his understanding of corporate law and regulatory frameworks, further enhancing his qualifications for his roles in public service.