William Murphy
About William Murphy
William Murphy is a Senior Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked for nearly a decade. He has extensive experience in securities compliance and trading, having held various roles in the financial industry, including positions at Belvedere Trading, E*TRADE Financial, and the Chicago Board Options Exchange.
Work at U.S. Securities and Exchange Commission
William Murphy has served as a Senior Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2014. In this role, he operates within the Division of Examinations, which is essential for protecting investors and ensuring the integrity of financial markets. His responsibilities include conducting securities compliance examinations to assess adherence to regulatory standards. With nearly a decade of experience at the SEC, Murphy contributes to maintaining fair, orderly, and efficient markets.
Previous Experience in Financial Trading
Before joining the SEC, William Murphy gained valuable experience in the financial trading sector. He worked as a Market Maker and Derivatives Trader at Belvedere Trading from 2008 to 2009. Following that, he served as an Options Specialist at E*TRADE Financial from 2010 to 2011. Additionally, he held the position of Senior Investigator in the Department of Market Regulation at the Chicago Board Options Exchange from 2011 to 2014. This diverse background in trading and market regulation has equipped him with extensive knowledge of the financial industry.
Education and Expertise
William Murphy earned a Bachelor of Science degree in Finance from Northern Illinois University, where he studied from 1983 to 1987. His educational background has provided him with a solid foundation in financial principles, which he applies in his current role at the SEC. His expertise encompasses both regulatory compliance and trading practices, reflecting his comprehensive understanding of the financial markets.
Background in Market Regulation
William Murphy has a strong background in market regulation, having worked as a Senior Investigator at the Chicago Board Options Exchange. In this role, he focused on regulatory compliance and enforcement within the options market. His experience in this position, combined with his current role at the SEC, underscores his commitment to upholding market integrity and investor protection.