Amanda Dash
About Amanda Dash
Amanda Dash serves as the EMEA Head of CCS, Research & Control Room Compliance at UBS, a position she has held since 2018 in London. Her extensive career at UBS includes various compliance roles spanning over a decade, with significant experience in research and control room compliance.
Current Role at UBS
Amanda Dash serves as the EMEA Head of CCS, Research & Control Room Compliance at UBS. She has held this position since 2018, contributing to compliance strategies and oversight within the organization. Based in London, she oversees compliance functions related to research and control room activities, ensuring adherence to regulatory requirements and internal policies.
Previous Experience at UBS
Amanda Dash has extensive experience at UBS, having held multiple roles since joining the firm. She was the EMEA Head of Control Room from 2010 to 2013 and later served as the EMEA Head of Research Compliance & EMEA Control Room from 2013 to 2014. Additionally, she worked as Global Research Compliance from 2016 to 2018. Her career at UBS also includes positions as Director in various compliance functions, including CEMEA Compliance and Investment Banking Compliance.
Career Timeline
Amanda Dash's career at UBS spans over a decade, beginning in 2005. She worked as Director of Compliance Risk Assessment until 2008, followed by a year in CEMEA Compliance. From 2009 to 2010, she served as Director of Investment Banking Compliance. After a brief role in Global Research Compliance, she transitioned to her current position in 2018. Her experience reflects a strong focus on compliance within the financial services sector.
Locations of Employment
Throughout her career at UBS, Amanda Dash has worked in various locations, primarily in London. She also spent time in Paris during her role as Director of CEMEA Compliance. Her positions have involved significant responsibilities in compliance across different regions, enhancing her expertise in regulatory matters.
Expertise in Compliance
Amanda Dash has developed a strong expertise in compliance, particularly within the financial services industry. Her roles have encompassed various aspects of compliance, including risk assessment, research compliance, and control room oversight. This breadth of experience positions her as a knowledgeable leader in compliance practices at UBS.