Anish Yadav
About Anish Yadav
Anish Yadav is an Associate Director with over 11 years of experience in Operational Risk and Compliance, currently working at UBS in Mumbai. He has held various positions in prominent financial institutions, including J.P. Morgan, Credit Suisse, Morgan Stanley, and HDFC Bank, and specializes in compliance reporting and transaction monitoring.
Current Role at UBS
Anish Yadav currently serves as an Associate Director at UBS in Mumbai, Maharashtra, India. He has been in this position since 2023. In his role, he leads a team of 24 analysts and associates, focusing on the Periodic KYC review process for Wealth Management US. His responsibilities include overseeing compliance reporting, Enhanced Due Diligence, and transaction monitoring.
Previous Experience in Financial Services
Anish Yadav has over 11 years of experience in Operational Risk and Compliance across various financial institutions. Prior to his current role, he worked at Credit Suisse as a Business Risk Manager from 2018 to 2023. He also held the position of Associate - Legal & Compliance at Morgan Stanley from 2015 to 2018. Earlier in his career, he worked at J.P. Morgan as a Reconciliation Specialist for one year and at HDFC Bank as a Relationship Manager in Business Banking.
Education and Certifications
Anish Yadav studied at IBS Mumbai, where he completed a Post Graduate Program in Management (PGPM) with a focus on Finance from 2011 to 2013. He has also completed certifications from AMFI and NISM, enhancing his expertise in the financial sector. Additionally, he is a certified mentor, having completed a course from Lynda.com.
Specialization in Compliance and Risk Management
Anish Yadav specializes in compliance reporting, Enhanced Due Diligence, and transaction monitoring. His extensive experience in these areas allows him to effectively manage operational risk and ensure adherence to regulatory requirements within the financial services industry.