April Au

April Au

Market Conduct Analyst Rotation @ UBS

About April Au

April Au is a Market Conduct Analyst at UBS in Hong Kong, where she has worked since 2021. She has previous experience as an intern at various organizations, including UBS, AXA, and the Census and Statistics Department, and holds a Bachelor of Business Administration from The Hong Kong University of Science and Technology.

Current Role at UBS

April Au currently serves as a Market Conduct Analyst in a rotational program at UBS, a position she has held since 2021. In this role, she collaborates extensively with teams across the Asia-Pacific region to ensure compliance with regulatory requirements. Her responsibilities include analyzing flagged trade alerts to identify potential insider trading and reviewing investment banking trades to escalate issues to management when necessary.

Previous Experience at UBS

Prior to her current role, April Au interned at UBS in the Group Operations department from 2020 to 2021 for a duration of five months. During her internship, she gained valuable experience in operational processes and contributed to various projects within the organization. This experience laid the groundwork for her subsequent position as a Market Conduct Analyst.

Education and Academic Background

April Au studied at The Hong Kong University of Science and Technology, where she earned a Bachelor of Business Administration (BBA) with a focus on Management Information Systems from 2017 to 2020. She also attended Lund University School of Economics and Management, where she participated in a Semester Exchange program in 2019, studying Informatics for 11 months.

Internship Experience

April Au has completed several internships that contributed to her professional development. In 2018, she worked as a Summer Intern at the Census and Statistics Department, HKSAR, for two months. She also interned at AXA Hong Kong and Macau for two months in 2019 and at Find for one month in 2017. These internships provided her with diverse experiences in different sectors and enhanced her analytical skills.

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