Arthur Morgan
About Arthur Morgan
Arthur Morgan is a Risk and Control Officer at UBS in London, where he has worked since 2019. He holds a distinction in the Investment Operations Certificate (IOC) Level 3 and has previous experience in operations and accounting.
Current Role as Risk And Control Officer
Arthur Morgan currently serves as a Risk and Control Officer at UBS, a position he has held since 2019. In this role, he is responsible for overseeing risk and control measures within the IBO Execution Services and Financing sectors at UBS. His work involves identifying potential risks and implementing controls to mitigate them, ensuring compliance with regulatory standards and internal policies.
Previous Experience at UBS
Arthur Morgan began his career at UBS as an Apprentice in Operations, where he worked from 2017 to 2019. During this two-year apprenticeship, he gained valuable experience in various operational processes and developed foundational skills in the financial services industry. His time at UBS laid the groundwork for his current role in risk management.
Education and Expertise
Arthur Morgan studied Applied Finance at the University of Exeter from 2020 to 2023, where he completed a three-year program. He also holds a distinction in the Investment Operations Certificate (IOC) Level 3, which demonstrates his expertise in investment operations and risk management. His educational background supports his professional responsibilities in the financial sector.
Previous Role at Tax Link
Before his tenure at UBS, Arthur Morgan worked as an Accounts Assistant at Tax Link from 2016 to 2017. In this role, he spent ten months gaining experience in accounting practices and financial reporting. This position contributed to his understanding of financial operations and compliance, which is relevant to his current responsibilities.
Educational Background
Arthur Morgan attended Saint Cecilia's from 2009 to 2016, completing seven years of education. This foundational education prepared him for his subsequent studies in finance and his career in the financial services industry.