Ashley Tan
About Ashley Tan
Ashley Tan serves as the Head of Regulatory Management at UBS in Singapore, a position she has held since 2021. With a robust background in compliance and regulatory roles across various financial institutions, she has accumulated significant experience in the banking sector.
Current Role at UBS
Ashley Tan serves as the Head of Regulatory Management at UBS, a position she has held since 2021. In this role, she oversees regulatory compliance and management strategies within the Singapore office. Her responsibilities include ensuring adherence to local and international regulations, as well as managing relationships with regulatory bodies. With her extensive background in compliance, she plays a critical role in maintaining UBS's commitment to regulatory standards.
Previous Experience at UBS
Prior to her current role, Ashley Tan worked at UBS as the Director of Wealth Management Compliance and Operational Risk Control from 2019 to 2022. In this capacity, she focused on compliance issues related to wealth management services and operational risk management. Her tenure at UBS has contributed to her comprehensive understanding of the financial services sector and its regulatory landscape.
Career Background in Financial Services
Ashley Tan has a diverse background in financial services, having worked in various compliance roles across multiple institutions. She was an Associate Director at the Monetary Authority of Singapore from 2008 to 2010, where she was involved in banking supervision. Additionally, she held several positions at ABN AMRO Bank N.V., including Deputy Head of Compliance and Manager of Private Banking Compliance. Her experience also includes a role as Vice President of Compliance at Citi Private Bank.
Education and Early Career
Ashley Tan began her career at KPMG as a Senior Associate in Audit from 2005 to 2008. This foundational experience provided her with insights into financial auditing and compliance processes. Her educational background, while not specified, likely supports her extensive career in regulatory management and compliance within the banking and financial sectors.