Ashwita Shetty

Ashwita Shetty

Compliance And Operational Risk Control And Sox Testing Officer @ UBS

About Ashwita Shetty

Ashwita Shetty is a Compliance and Operational Risk Control and Sox Testing Officer at UBS, where she has worked since 2019. She holds an MBA in Finance and Financial Management Services and has previous experience in investment banking and consulting.

Current Role at UBS

Ashwita Shetty serves as a Compliance and Operational Risk Control and Sox Testing Officer at UBS, a position she has held since 2019. In this role, she is responsible for ensuring compliance with regulatory requirements and managing operational risks within the organization. Her work is crucial in maintaining the integrity of financial operations and safeguarding the organization against potential risks.

Previous Experience at JM Financial

Prior to her current role, Ashwita Shetty worked as a Graduate Management Trainee in the Investment Banking Department at JM Financial for a duration of two months in 2013. This early experience provided her with foundational knowledge in investment banking and exposure to the financial services industry.

Experience at PwC India

Ashwita Shetty was employed at PwC India as an Experienced Consultant from 2016 to 2019. During her three-year tenure, she contributed to various consulting projects, focusing on compliance and operational risk management. Her role involved analyzing processes and implementing strategies to enhance operational efficiency.

Educational Background

Ashwita Shetty obtained her Master of Business Administration (M.B.A.) in Finance and Financial Management Services from SIES College Of Management Studies, where she studied from 2014 to 2016. Prior to her MBA, she earned a Bachelor's Degree in Accounting and Finance from SIES College of Arts, Science & Commerce, completing her studies from 2010 to 2013.

Internship Experience

In 2011, Ashwita Shetty completed a one-month summer internship at Rallis India Ltd. This experience allowed her to gain practical insights into the corporate environment and apply her academic knowledge in a real-world setting.

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