Ben Bergfelt
About Ben Bergfelt
Ben Bergfelt serves as Vice President of Wealth Management at UBS Wealth Management, where he has worked since 2000. He holds a California Life and annuity agent license and possesses multiple securities licenses, demonstrating his expertise in financial products and wealth management.
Work at UBS
Ben Bergfelt has been employed at UBS Wealth Management since 2000, serving as Vice President – Wealth Management for 24 years. His long tenure at UBS Financial Services Inc. reflects a strong commitment to the company and its clients. During his time at UBS, he has developed expertise in managing client portfolios and providing tailored financial solutions.
Education and Expertise
Ben Bergfelt holds a Bachelor of Science degree in Military History and Engineering from the United States Military Academy at West Point, where he studied from 1978 to 1982. He furthered his education by obtaining a Master of Business Administration (MBA) in Finance from California State University Sacramento, completing his studies from 1994 to 1997. His educational background supports his extensive knowledge in wealth management and financial services.
Licenses and Certifications
Bergfelt possesses a California Life and Annuity Agent License, enabling him to offer a wide range of financial products. He also holds several important securities licenses, including Series 7, 9/10, and 65. These licenses are essential for his role in wealth management, allowing him to provide comprehensive financial advice and services to his clients.
Professional Background
With over two decades of experience in the financial services industry, Ben Bergfelt has established a solid professional background in wealth management. His ability to operate in multiple states, including Arizona, Colorado, Connecticut, Florida, Hawaii, Massachusetts, Maryland, Minnesota, New Jersey, Nevada, Oregon, Texas, Virginia, and Washington, in addition to California, enhances his capability to serve a diverse client base.