Bernhard S.
About Bernhard S.
Bernhard S. serves as the Head of IB Compliance at UBS Europe SE, a position he has held since 2020. He has extensive experience in compliance roles at various financial institutions, including Morgan Stanley, Barclays, and ABN AMRO Bank.
Current Role at UBS
Bernhard S. serves as the Head of IB Compliance at UBS Europe SE. He has held this position since 2020, contributing to the compliance framework within the investment banking division. His role involves ensuring adherence to regulatory standards and internal policies, which is crucial for maintaining the integrity of the financial services provided by UBS in the Frankfurt Rhine-Main Metropolitan Area.
Previous Experience at Morgan Stanley
Prior to his current role, Bernhard S. worked at Morgan Stanley as the Head of Compliance for Germany. He held this position for one year, from 2019 to 2020, in the Frankfurt Am Main Area. His responsibilities included overseeing compliance operations and ensuring that the firm met regulatory requirements during his tenure.
Experience at Barclays
Bernhard S. was employed at Barclays as a Director from 2013 to 2015. During this two-year period, he worked in Singapore, where he was responsible for compliance-related activities within the organization. His role involved developing and implementing compliance strategies to align with regulatory expectations.
Background in Compliance at ABN AMRO
Bernhard S. began his career in compliance at ABN AMRO Bank N.V., where he worked from 1998 to 2006. Over the course of eight years, he gained extensive experience in compliance practices, which laid the foundation for his subsequent roles in the financial services industry.
Education at WU Vienna
Bernhard S. studied at WU (Vienna University of Economics and Business). His education provided him with a strong foundation in economics and business principles, which are essential for his roles in compliance and regulatory affairs within the banking sector.