Carl Hattermann, Cepa
About Carl Hattermann, Cepa
Carl Hattermann serves as the Senior Vice President of Wealth Management at UBS Financial Services, Inc., where he has worked since 1984. He specializes in portfolio management and succession planning, and has established strategic partnerships with various advisory teams.
Current Role at UBS
Carl Hattermann serves as Senior Vice President in Wealth Management at UBS Financial Services, Inc. He has held this position since 1984, accumulating 40 years of experience in Newport Beach, CA. In addition to his role as a Portfolio Manager, he is part of the SoCal Succession Planning Group. His responsibilities include managing client portfolios and developing strategies for wealth management.
Previous Experience in Financial Analysis
Before joining UBS, Carl Hattermann worked as a Financial Analyst at Ford Motor Company from 1977 to 1979 and at Black & Decker HHI from 1979 to 1981. His roles in these companies involved analyzing financial data and supporting decision-making processes, contributing to his foundational expertise in finance.
Educational Background
Carl Hattermann completed his Bachelor of Arts in Biology at Whittier College from 1971 to 1975. He furthered his education by obtaining a Master of Business Administration in Finance from the University of Southern California - Marshall School of Business, studying from 1975 to 1977. His educational background provides a strong foundation for his career in wealth management.
Strategic Partnerships and Collaborations
Throughout his career, Carl Hattermann has established strategic partnerships with various advisory teams. He collaborated with The Three Point Wealth Advisors to manage assets within captive insurance companies and formed a partnership with The ESOP Group, known for its extensive experience in advisory services. Additionally, he has worked with CBM Wealth Management to integrate a women's perspective into wealth management.
Focus on Business Development
In 2015, Carl transitioned to a business development role at UBS, where he emphasizes building strategic partnerships. His focus includes collaboration with teams such as The Hocking Group, which specializes in defined contribution consulting, and The Levin Group, which concentrates on private wealth management and alternative investments.