Carlos Lede
About Carlos Lede
Carlos Lede is a Director at UBS Securities LLC, where he has worked since 2012, following a 22-year tenure in various roles at the same company. He studied at the City University of New York-College of Staten Island from 1975 to 1978.
Work at UBS
Carlos Lede has been employed at UBS Securities LLC for over three decades. He initially joined the firm as Director of Operations in 1990, a role he held until 2012. During this time, he contributed to various operational functions within the organization. From 2006 to 2012, he served as Director of Operations Regulatory Control, focusing on compliance and regulatory matters. Since 2012, he has continued his tenure at UBS as a Director, currently overseeing Regulatory Inquiry and Relations in Stamford, Connecticut, while also managing operations in the Tri-State New York Area.
Education and Expertise
Carlos Lede studied at the City University of New York-College of Staten Island from 1975 to 1978. His educational background has provided him with a solid foundation in the financial services industry. His expertise encompasses operations management, regulatory compliance, and client relations, developed over his extensive career at UBS Securities LLC.
Background
Carlos Lede has a long-standing career in the financial services sector, primarily with UBS Securities LLC. His professional journey spans over 30 years, during which he has held various leadership roles. His experience includes significant responsibilities in operations and regulatory control, contributing to the firm's operational integrity and compliance with industry regulations.
Achievements
Throughout his career at UBS Securities LLC, Carlos Lede has played a pivotal role in enhancing operational processes and ensuring regulatory compliance. His long tenure at the firm reflects his commitment to the financial services industry and his ability to adapt to evolving regulatory landscapes. His leadership in operations and regulatory control has contributed to the firm's operational success.