Cathy Smith

Cathy Smith

Registered Client Service Associate @ UBS

About Cathy Smith

Cathy Smith is a Registered Client Service Associate at UBS in Zurich, Switzerland, where she has worked since 2001. She holds multiple financial licenses and a Bachelor of Business Administration from Husson University.

Work at UBS

Cathy Smith has been employed at UBS as a Registered Client Service Associate since 2001. With over 23 years of experience in this role, she operates from the Zurich office in Switzerland. Her position involves providing client support and services within a global team that comprises 60,000 colleagues across nearly 900 offices worldwide. This extensive network allows her to collaborate with a diverse range of professionals and contribute to UBS's global operations.

Education and Expertise

Cathy Smith earned her Bachelor of Business Administration from Husson University, where she studied from 1996 to 2000. Her academic background provides a foundation for her professional expertise in client services. Additionally, she holds several licenses, including Series 7, 63, 9, and 10, as well as a New Hampshire Insurance License. These qualifications enhance her capability to serve clients effectively in the financial services sector.

Professional Licenses

Cathy Smith possesses multiple professional licenses that validate her expertise in the financial industry. She holds the Series 7 and Series 63 licenses, which allow her to engage in various securities transactions. Additionally, she has obtained the Series 9 and 10 licenses, which enable her to supervise and manage sales activities. Her New Hampshire Insurance License further complements her qualifications, allowing her to provide comprehensive client services.

Recognition at UBS

During her tenure at UBS, Cathy Smith has been part of the organization as it received recognition from Euromoney and Universum as a top employer. This acknowledgment reflects UBS's commitment to providing a supportive and rewarding work environment, contributing to employee satisfaction and professional growth.

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