Cherise Cox Nottage

Cherise Cox Nottage

Head Of Legal And Compliance Departments @ UBS

About Cherise Cox Nottage

Cherise Cox Nottage is the Head of Legal and Compliance Departments at UBS Wealth Management in Nassau, Bahamas, with over 20 years of experience in the field. She has held leadership roles in various compliance organizations and has received multiple accolades for her contributions to the financial services industry.

Work at UBS

Cherise Cox Nottage has been serving as the Head of Legal and Compliance Departments at UBS Wealth Management since 2004. With nearly 20 years of experience in this role, she operates from Nassau, Bahamas. Her responsibilities include overseeing legal compliance and regulatory matters within the organization, ensuring adherence to both local and international regulations.

Education and Expertise

Cherise Cox Nottage holds an International Diploma in Compliance and an International Diploma in Anti-Money Laundering, both earned with distinction from the International Compliance Association in the U.K. She studied at The London School of Economics and Political Science (LSE), University of London, where she achieved a Master of Laws (LLM). Her educational background provides a strong foundation for her expertise in legal and compliance matters.

Professional Leadership Roles

Cherise Cox Nottage has held significant leadership positions in various organizations. She served as President of The Bahamas’ Association of Compliance Officers (BACO) in 2002 and again in 2012. During her tenure at BACO, she played a key role in the formation of the Caribbean Regional Compliance Association (CRCA). Additionally, she is currently the 2nd Vice Chair of the Chartered Institute of Arbitrators, Bahamas Branch.

Achievements and Recognition

In recognition of her contributions to the financial services industry, Cherise Cox Nottage was awarded the 'Minister's Cup' by The Bahamas Financial Services Board in 2012. She is also a Fellow of the International Compliance Association since 2010, reflecting her commitment to the field of compliance and legal standards.

Publications and Contributions

Cherise Cox Nottage has published articles in notable publications such as 'The Cayman Review', 'ACAMS TODAY', and the International Bar Association's 'Arbitration News'. Her writings contribute to the discourse on compliance and legal issues, showcasing her expertise and thought leadership in the field.

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