Cordelia Chung
About Cordelia Chung
Cordelia Chung serves as the Executive Director at UBS, where she has worked since 2010. With over a decade of experience in operational risk control, she has held various positions in prominent financial institutions including the Hong Kong Monetary Authority, Deutsche Bank, and Citibank N.A.
Work at UBS
Cordelia Chung has served as Executive Director at UBS since 2010. In this role, she oversees operational risk control, focusing on investment suitability, cross-border activities, Know Your Customer (KYC), Anti-Money Laundering (AML), and procedure compliance. Her responsibilities include ensuring that UBS adheres to regulatory standards and internal policies, contributing to the firm's risk management framework. With over a decade of experience in operational risk control at UBS, she plays a critical role in maintaining the integrity of the bank's operations.
Previous Experience at Deutsche Bank
Before joining UBS, Cordelia Chung worked at Deutsche Bank as a Director from 2008 to 2010. In this position, she was responsible for various aspects of compliance and risk management. Her tenure at Deutsche Bank contributed to her extensive knowledge and expertise in the financial sector, particularly in operational risk.
Career at Citibank N.A.
Cordelia Chung began her career in the financial sector at Citibank N.A., where she held the position of Vice President from 1990 to 1997. During her seven years at Citibank, she gained foundational experience in banking operations and compliance, which has informed her subsequent roles in the industry.
Tenure at Hong Kong Monetary Authority
From 1997 to 2001, Cordelia Chung worked at the Hong Kong Monetary Authority as a Senior Manager. This role provided her with insights into regulatory frameworks and monetary policy, further enhancing her expertise in operational risk and compliance within the financial sector.
Expertise in Operational Risk Management
Cordelia Chung has extensive experience in managing compliance and operational risk in the financial sector. Her focus areas include investment suitability, cross-border activities, KYC, and AML. This expertise has been developed through her various roles in prominent financial institutions, where she has consistently worked to ensure adherence to regulatory standards and mitigate operational risks.