Courtney Pasquale
About Courtney Pasquale
Courtney Pasquale serves as the Associate Director of Financial Crime Prevention Investigations at UBS, a position she has held since 2019. With extensive experience in anti-money laundering and compliance, she has worked at several financial institutions, including ABN AMRO Bank and Bank of Tokyo-Mitsubishi UFJ.
Work at UBS
Courtney Pasquale has served as the Associate Director of Financial Crime Prevention - Investigations at UBS since 2019. In this role, she focuses on preventing financial crimes and conducting thorough investigations to ensure compliance with regulatory standards. Her tenure at UBS spans five years, during which she has contributed to enhancing the firm's financial crime prevention strategies.
Previous Experience in Financial Crime Prevention
Before joining UBS, Courtney Pasquale held several positions in financial crime prevention. She worked at Bank of Tokyo-Mitsubishi UFJ as a Financial Intelligence Unit Investigator and Team Leader from 2007 to 2018. Prior to that, she served as an Anti-Money Laundering Analyst at ABN AMRO Bank N.V. for 11 months in 2006. Additionally, she was a Research Analyst in the Bank Secrecy Act/Anti-Money Laundering/OFAC Compliance Department at Hudson United Bank from 2004 to 2006.
Education and Expertise
Courtney Pasquale studied at Ramapo College of New Jersey. She possesses expertise in U.S. Office of Foreign Assets Control (OFAC) compliance and has developed strong skills in Know Your Customer (KYC) processes. Her educational background supports her extensive knowledge in financial crime prevention and compliance.
Background in Risk Management
Courtney Pasquale has a strong background in risk management within the financial services industry. Her experience across various roles has equipped her with the necessary skills to identify and mitigate risks associated with financial crimes. This background is integral to her current position at UBS, where she applies her knowledge to enhance the firm's compliance efforts.